Ben Hollington

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Compliance Officer

Ref #: 1344768_1679934421
Ben Hollington 05/04/2023
Location: Preston, Lancashire Not Disclosed Preston, Lancashire
Salary: Up to £32.5k + 2 days WFH £
Type: Permanent
Seniority: Mid/Senior Level
Date: 05/04/2023
Compliance Officer

Up to £32,500 per annum 2 days WFH

We're looking for a talented Compliance Officer to work for our client.

They want to recruit someone with demonstrable experience of working in a compliance role.

If that's you then you could be exactly what they're looking for.

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The Role:

Reporting to the Compliance Manager and based in the company's Preston office, as the Compliance Officer you will be primarily responsible for ensuring our client meets the highest standards of excellence in governance and compliance whilst keeping up to date with regulatory changes within the industry.

In the job you'll be tasked with the following:

- Assisting the Compliance Manager in the delivery of the compliance monitoring plan

- The administration of routine monitoring, audit review and root cause analysis

- Providing support to both internal and external stakeholders with compliance queries

- Assisting the firms Senior Managers in addressing findings from compliance monitoring activities and promote continuous improvement within the firm

- Reviewing client files to confirm suitability of advice and evidence of good customer outcomes

- Assisting with training and staff development related to activities including the administration of the on-line learning management systems

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The Candidate:

The ideal candidate for this Compliance Officer role will have relevant experience of working in a compliance role.

You'll also need experience of fca regulation & data protection legislation and the insurance distribution directive.

In addition, you'll need the following:

- Excellent communication skills

- Strong organisational skills

- Strong analytical and problem solving skills

The ideal person for the role will be the following:

- Able to work as part of a team in a fast paced environment

- Able to work on your own initiative

- Diligent and have an eye for detail

Does that sound like you? If so, we'd love to see your CV.

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The Package:

Basic salary: Up to £32,500 per annum

Benefits include:

- Death in service

- Private medical insurance

- Company pension

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The Company:

The business you'll be working for is an insurance brokerage.

They're a great company to work for. People join them for many reasons, such as they:

- Offer an excellent, flexible and extremely welcoming working environment

- Have strong employee loyalty, leading to low staff turnover

- Are experiencing eyewatering growth which is forecasted to continue

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Interested? If you think you're right for this Compliance Officer role, then click the 'Apply Now' button, send us your CV and we'll consider you for the first round of interviews.

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